Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., a leading financial services firm in Newark, NJ. We're seeking a meticulous Part-Time Compliance Officer to ensure regulatory adherence while supporting our mission of ethical financial operations. This flexible role (20-25 hours/week) offers hybrid work arrangements and the opportunity to make a tangible impact in a growing industry.
Responsibilities
- Monitor regulatory updates from FINRA, SEC, and other governing bodies
- Conduct internal audits and compliance assessments
- Develop and implement compliance policies/procedures
- Train staff on regulatory requirements and best practices
- Investigate and resolve compliance violations
- Maintain accurate compliance documentation
- Collaborate with legal and risk management teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- FINRA Series 63/65/66 certifications preferred
- Proficient in compliance software (e.g., Diligent, Certify)
- Exceptional attention to detail and analytical skills
- Strong written/verbal communication abilities
- Experience with AML/KYC procedures