Job Description
Join Detroit Financial Group as a Part-Time Compliance Officer and become a guardian of regulatory excellence in Michigan's financial hub. We're seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations while fostering a culture of integrity. This hybrid role offers flexible hours (20-25/week) with competitive compensation and growth opportunities within our dynamic compliance team.
Responsibilities
- Monitor and implement compliance policies for FINRA, SEC, and Michigan state regulations
- Conduct risk assessments and internal audits to identify regulatory gaps
- Develop training programs for staff on AML, BSA, and anti-fraud protocols
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Investigate and resolve compliance violations with corrective action plans
- Stay current on regulatory changes via industry publications and webinars
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of Michigan financial regulations and federal banking laws
- Strong analytical skills with attention to detail and accuracy
- Excellent written/verbal communication and documentation abilities
- Proficiency in compliance software (e.g., ComplySci, MetricStream)
- Ability to work independently with minimal supervision