Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Part-Time Compliance Officer. This role offers the flexibility of remote work with occasional in-office collaboration in our Manhattan headquarters. You'll play a critical role in ensuring our operations adhere to strict regulatory standards while maintaining our reputation for excellence in financial services. Enjoy competitive compensation, professional development opportunities, and a collaborative work environment that values integrity and innovation.
Responsibilities
- Monitor and enforce compliance with FINRA, SEC, NYDFS, and federal regulations
- Develop and implement internal control policies for AML/KYC procedures
- Conduct risk assessments and internal audits across business units
- Prepare regulatory filings and compliance reports for state/federal agencies
- Investigate potential violations and recommend corrective actions
- Deliver compliance training to staff and leadership teams
- Stay updated on regulatory changes through continuous research
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation
- Deep knowledge of NY State financial regulations
- Advanced proficiency in RegTech platforms and audit software
- Exceptional written communication and documentation skills
- Ability to work independently with minimal supervision