Job Description
Join our dynamic compliance team in Greensboro, NC! We're seeking a detail-oriented Part-Time Compliance Officer to ensure regulatory adherence and mitigate risks. Enjoy flexible hours while making a meaningful impact in a supportive environment.
Why You'll Love This Role: Competitive compensation, hybrid work options, and opportunities for professional growth. Perfect for professionals seeking work-life balance without compromising career development.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws)
- Conduct internal audits and compliance reviews
- Develop/update compliance policies and procedures
- Train staff on regulatory requirements
- Investigate and resolve compliance violations
- Maintain accurate compliance documentation
- Collaborate with legal and executive teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- FINRA Series 63/65/66 licenses preferred
- Strong knowledge of financial regulations
- Exceptional attention to detail
- Proficient in compliance software (e.g., ComplySci)
- Excellent written/verbal communication skills