Job Description
Join our dynamic compliance team as a Part-Time Compliance Officer in Columbus, OH. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks for our financial services clients. This flexible 20-hour/week role offers hybrid work options and the opportunity to make a significant impact in a growing industry.
As a key member of our compliance department, you'll collaborate with cross-functional teams to implement effective controls, conduct audits, and stay ahead of evolving regulations. Our supportive environment encourages professional growth while maintaining a healthy work-life balance.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance policies
- Conduct internal audits and risk assessments for financial service clients
- Develop and deliver compliance training programs for staff and stakeholders
- Investigate potential violations and prepare detailed incident reports
- Maintain accurate compliance documentation and reporting systems
- Advise management on regulatory requirements and best practices
- Liaise with external regulators during examinations and inquiries
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation preferred
- Proficiency with compliance software (e.g., OnBase, Compliance.ai)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Ability to work independently with minimal supervision
- Knowledge of Ohio state and federal financial regulations