Job Description
Join our dynamic team as a Part-Time Compliance Officer at Silver State Financial Services, where integrity meets innovation. In this pivotal role, you'll safeguard our organization's regulatory standing while enjoying flexible hours in Reno's vibrant business community. We offer competitive compensation, professional development opportunities, and a supportive environment where your expertise directly contributes to our ethical culture.
Responsibilities
- Monitor and interpret regulatory updates (FINRA, SEC, NMLS) for financial services sector
- Conduct internal audits and compliance reviews across lending operations
- Develop and implement compliance policies and procedures
- Train staff on regulatory requirements and ethical standards
- Investigate and resolve compliance violations with documentation
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal team on regulatory changes and enforcement actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- FINRA Series 63/66 or equivalent regulatory certification
- Proficient with compliance management software (e.g., ComplianceEase)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Ability to work independently with minimal supervision
- Knowledge of Nevada state financial regulations