Job Description
We're seeking a detail-oriented Part-Time Compliance Officer to join our dynamic team in Miami, FL. This role is perfect for professionals with a passion for regulatory excellence and flexible schedules. You'll ensure adherence to federal, state, and industry regulations while supporting our commitment to ethical business practices. Enjoy competitive compensation, remote flexibility, and the opportunity to make a tangible impact in a growing compliance landscape. Apply today to become part of a forward-thinking organization that values integrity and innovation.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML) affecting financial services operations
- Conduct risk assessments and develop mitigation strategies for compliance gaps
- Prepare and submit regulatory reports to state/federal authorities
- Train staff on compliance protocols and updated regulatory requirements
- Perform internal audits and document control procedures
- Collaborate with legal and executive teams on compliance initiatives
- Investigate and resolve compliance violations with corrective action plans
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- Knowledge of FINRA, SEC, and Florida state regulations
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Proficient in compliance software (e.g., Diligence, Affinity)
- Ability to work independently with minimal supervision