Job Description
Join our dynamic team as a Part-Time Compliance Officer in Wichita, KS! This is an exceptional opportunity to safeguard regulatory integrity while enjoying a flexible schedule. We're seeking a detail-oriented professional to ensure our operations adhere to federal and state regulations. Ideal for career-driven individuals seeking work-life balance without compromising impact. Apply today to become a guardian of compliance excellence in a supportive environment.
Responsibilities
- Monitor and enforce adherence to FINRA, SEC, and Kansas state regulations
- Conduct regular internal audits and compliance risk assessments
- Develop and maintain comprehensive compliance documentation
- Investigate potential violations and recommend corrective actions
- Provide compliance training to staff and management
- Stay updated on regulatory changes and industry best practices
- Collaborate with legal and executive teams on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of financial services regulations
- Excellent analytical and problem-solving skills
- Professional certifications (CRCM, CCEP, or CAMS) preferred
- Proficient in compliance management software
- Exceptional attention to detail and documentation abilities
- Ability to work independently with minimal supervision