Job Description
Join our dynamic team as a Part-Time Compliance Officer in Wichita, KS! We're seeking a detail-oriented professional to ensure regulatory adherence and risk mitigation. This flexible 20-hour/week role offers competitive pay and the opportunity to make a significant impact in our growing financial services firm. Enjoy collaborative work environment with modern benefits and career growth potential.
Responsibilities
- Monitor and interpret regulatory updates (FINRA, SEC, state laws)
- Conduct compliance audits and risk assessments
- Develop/update internal policies/procedures
- Train staff on compliance protocols
- Investigate and resolve compliance violations
- Maintain accurate compliance documentation
- Report findings to senior management
Qualifications
- Bachelor's degree in Finance/Business/Related field
- 2+ years compliance/regulatory experience
- FINRA Series 63/65/66 certification preferred
- Proficient in compliance software (e.g., Salesforce, RiskWatch)
- Strong analytical and problem-solving skills
- Excellent written/verbal communication
- Ability to work independently with minimal supervision