Job Description
Are you a detail-oriented professional seeking a flexible work-life balance?
Newark Financial Compliance Solutions is looking for a dedicated Part-Time Compliance Officer to join our dynamic team in Newark, NJ. In this pivotal role, you will ensure our operations adhere to strict legal standards and internal regulations while enjoying a schedule designed to fit your lifestyle.
We pride ourselves on fostering a culture of integrity and transparency. If you have a keen eye for detail and a passion for regulatory excellence, we want to hear from you.
Responsibilities
- Monitor Regulatory Landscape: Stay abreast of federal, state, and local regulations to ensure continuous compliance within our operations.
- Conduct Internal Audits: Perform regular risk assessments and internal audits to identify potential compliance gaps.
- Policy Development: Draft, review, and update internal compliance policies and procedures to reflect current legal requirements.
- Reporting: Prepare comprehensive reports for senior management and external regulatory bodies as required.
- Investigation: Investigate potential violations of compliance policies and recommend corrective actions.
- Training: Assist in developing training materials to educate staff on compliance standards and ethical practices.
Qualifications
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- Experience: Minimum of 3 years of experience in compliance, regulatory affairs, or internal auditing.
- Knowledge: Deep understanding of financial regulations (e.g., SEC, FINRA, state banking laws) and data privacy laws.
- Skills: Strong analytical skills with the ability to interpret complex regulations.
- Communication: Excellent written and verbal communication skills, with the ability to explain technical concepts clearly.
- Independence: Ability to work independently and manage time effectively in a part-time capacity.