Job Description
Join Detroit Financial Group, a leader in ethical financial services, as our Part-Time Compliance Officer. This role offers flexible hours (20-25 hrs/week) while ensuring adherence to federal regulations and internal policies. Ideal for detail-oriented professionals seeking impactful part-time work in Detroit's thriving financial sector. Enjoy competitive pay, comprehensive training, and a collaborative environment.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, Michigan state laws) and update compliance frameworks
- Conduct internal audits and risk assessments for financial transactions
- Develop and deliver compliance training programs to staff
- Investigate potential violations and prepare detailed incident reports
- Maintain accurate compliance documentation and audit trails
- Collaborate with legal and senior leadership on policy updates
- Respond to regulatory inquiries and examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years in compliance/regulatory role (financial services preferred)
- Strong knowledge of FINRA, SEC, and Michigan financial regulations
- Exceptional attention to detail and analytical skills
- Proficient in compliance software (e.g., ComplianceEase, Wolters Kluwer)
- Excellent written/verbal communication abilities
- Ability to work independently with minimal supervision
- Professional certifications (CRCM, CAMS) considered a plus