Job Description
Join Milwaukee's premier financial institution as a Part-Time Compliance Officer and become a guardian of regulatory excellence. We're seeking a detail-oriented professional to ensure our operations adhere to federal and state regulations while maintaining ethical standards. This hybrid role (20-25 hours/week) offers flexible scheduling and the opportunity to impact our organization's integrity framework.
Why Work With Us? We pride ourselves on fostering a culture of compliance innovation and professional growth. Our team enjoys competitive benefits, ongoing training, and a collaborative environment where your expertise drives meaningful change.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, State Banking Laws) and implement compliance updates
- Conduct internal audits and risk assessments for financial products/services
- Develop/maintain compliance documentation and training materials
- Investigate potential violations and recommend corrective actions
- Liaise with external regulators during examinations and inquiries
- Prepare compliance reports for executive leadership and board committees
- Advise departments on regulatory requirements and best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 63/65/66 or equivalent certification preferred
- Proficiency with compliance software (e.g., ComplianceEase, NICE Actimize)
- Strong knowledge of AML, BSA, and anti-fraud regulations
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Ability to work independently with minimal supervision