Job Description
Join Riverside Financial Solutions as an Immediate Hire Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory compliance and mitigate risk in our dynamic financial services environment. This is your chance to make an immediate impact in a forward-thinking organization committed to excellence.
Why Join Us? Enjoy competitive compensation, comprehensive benefits, and a supportive team culture where your expertise drives meaningful change. Perfect for proactive professionals ready to hit the ground running!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate and resolve compliance violations promptly
- Stay current with evolving financial regulations (e.g., FINRA, SEC, CFPB)
- Collaborate with legal and operational teams to ensure adherence
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of regulatory frameworks (e.g., Dodd-Frank, AML)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficient in compliance software and MS Office Suite
- Ability to thrive in fast-paced, deadline-driven environments
- Excellent written and verbal communication abilities