Job Description
Join our dynamic compliance team at SecureTrust Financial and make an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks across our rapidly growing fintech operations. This is a critical role requiring proactive monitoring of evolving regulations and implementation of robust compliance frameworks. If you thrive in fast-paced environments and possess deep regulatory expertise, apply today to join our Austin-based team.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FINRA, SEC, OCC) and implement compliance policies
- Conduct regular risk assessments and internal audits for operational departments
- Develop and deliver compliance training programs to 200+ employees
- Manage AML/KYC procedures and BSA/OFAC compliance initiatives
- Prepare regulatory reports and respond to examiner inquiries
- Collaborate with legal and audit teams to remediate compliance gaps
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services/fintech
- Deep knowledge of federal/state banking regulations
- CAMS or CRCM certification required
- Strong analytical skills with regulatory interpretation experience
- Exceptional written/verbal communication abilities
- Proficiency in compliance software (e.g., ComplySci, Actimize)