Job Description
Join Houston's premier wealth management firm as a Financial Advisor and transform lives through strategic financial planning. We're seeking driven professionals to build client portfolios while enjoying uncapped earning potential and comprehensive industry training. Our collaborative culture combines cutting-edge fintech platforms with personalized mentorship to accelerate your career growth. Enjoy flexible scheduling, premium healthcare benefits, and quarterly performance bonuses. This direct hire position offers stability with entrepreneurial freedom – perfect for ambitious advisors ready to make their mark in Texas' thriving financial hub.
Responsibilities
- Develop comprehensive financial plans for high-net-worth clients covering investments, retirement, tax strategies, and estate planning
- Cultivate and expand client relationships through personalized consultations and proactive portfolio management
- Conduct market research to identify emerging investment opportunities and economic trends
- Collaborate with internal teams (legal, compliance, tax) to ensure adherence to FINRA/SEC regulations
- Maintain CRM records and generate quarterly performance reports for client portfolios
- Participate in community networking events to build referral pipeline
- Mentor junior advisors on financial planning methodologies and client engagement
Qualifications
- Bachelor's degree in Finance, Economics, Business Administration, or related field
- Series 7 and Series 66/65 licenses (required at hire)
- Minimum 3 years experience in financial services or wealth management
- Proven track record of client acquisition and portfolio growth
- Advanced proficiency in financial planning software (e.g., MoneyGuidePro, eMoney)
- Exceptional communication skills with ability to explain complex concepts
- FINRA registration and clean compliance record
- Certified Financial Planner (CFP) designation preferred