Job Description
Launch your career in finance with our comprehensive entry-level compliance program! As a Compliance Officer at Global Financial Solutions Inc., you'll receive paid training while safeguarding regulatory standards for premier clients. Join our collaborative team in Manhattan and gain hands-on experience in risk management, regulatory reporting, and financial compliance frameworks. We're committed to developing talent through mentorship and structured growth paths. Enjoy competitive benefits, flexible work arrangements, and opportunities for rapid advancement in the heart of NYC's financial district.
Responsibilities
- Monitor and document regulatory compliance activities across financial transactions
- Assist in developing internal control procedures for anti-money laundering (AML) protocols
- Prepare and submit compliance reports to regulatory bodies and management
- Conduct routine audits of client accounts and transaction records
- Stay updated on FINRA, SEC, and NYDFS regulatory changes
- Collaborate with legal and risk teams to resolve compliance gaps
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- Strong attention to detail and analytical thinking abilities
- Excellent written and verbal communication skills
- Proficiency in Microsoft Office Suite and compliance software
- Ability to learn complex regulatory concepts quickly
- Basic understanding of financial markets and instruments
- Proactive problem-solving approach with high integrity
- Authorization to work in the United States