Job Description
Join our dynamic compliance team at Boston Financial Partners and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while advancing your career in Boston's thriving financial district. This role offers competitive compensation, comprehensive benefits, and the stability of a leading financial institution.
Why Apply?
• Receive your salary every week instead of bi-weekly
• Work in Boston's premier financial hub
• Career growth opportunities in a Fortune 500 environment
• Comprehensive benefits package including health insurance and 401(k)
Responsibilities
- Develop, implement, and maintain compliance programs aligned with FINRA, SEC, and state regulations
- Conduct regular risk assessments and internal audits for financial products
- Monitor regulatory changes and update compliance policies accordingly
- Train staff on compliance procedures and regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed compliance reports for senior management and regulatory bodies
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- FINRA Series 7, 63, and 24 certifications (or willingness to obtain)
- Deep knowledge of federal and state financial regulations
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Proficiency in compliance management software (e.g., OnBase, NICE Actimize)
- Ability to thrive in a fast-paced, regulated environment