Job Description
Join our dynamic team at FinSecure Solutions as a Compliance Officer and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence while advancing your career in one of America's most vibrant cities. With competitive compensation, comprehensive benefits, and a commitment to work-life balance, this is your opportunity to thrive in compliance excellence. Apply today to start your next chapter with immediate financial rewards!
Responsibilities
- Monitor and ensure adherence to federal, state, and industry regulations (FINRA, SEC, etc.)
- Develop and implement compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate and resolve regulatory inquiries and enforcement actions
- Collaborate with legal, operations, and HR teams on compliance initiatives
- Prepare detailed compliance reports for executive stakeholders
- Stay current on regulatory changes and update compliance frameworks accordingly
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or fintech
- FINRA Series 65, 66, or 7 license required
- Proficiency with compliance software (e.g., ComplianceEase, LogicGate)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills with attention to detail
- Proven experience with regulatory reporting (SAR, AML, etc.)
- Ability to thrive in fast-paced, deadline-driven environments