Job Description
Join our dynamic team as a Compliance Officer in Stockton, CA and make an immediate impact! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate financial risks. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to start your career tomorrow. Work in a collaborative environment where your expertise in compliance frameworks directly safeguards our organization's integrity.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement updated compliance policies
- Conduct internal audits and risk assessments across all departments
- Investigate potential compliance violations and prepare detailed reports
- Develop and deliver compliance training programs for 200+ employees
- Manage AML/KYC protocols and suspicious activity reporting
- Liaise with external regulators during examinations and inquiries
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of banking regulations (Regulations CC, D, E, Z)
- Proficient in compliance software (e.g., ComplyAdvantage, Fenergo)
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environments