Job Description
Join our dynamic team as a Compliance Officer in sunny St. Petersburg, FL! This is an exciting opportunity to ensure our organization adheres to all regulatory requirements and maintains the highest standards of integrity. If you are detail-oriented and passionate about compliance, apply today and start tomorrow!
Responsibilities
- Monitor regulatory changes and ensure compliance with federal, state, and local laws
- Develop and implement compliance policies and procedures
- Conduct regular audits and risk assessments
- Investigate and resolve compliance issues
- Provide training and guidance to staff on compliance matters
- Prepare and submit compliance reports
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of experience in compliance or regulatory affairs
- Strong knowledge of financial regulations (e.g., SEC, FINRA)
- Excellent analytical and problem-solving skills
- Ability to communicate complex information clearly
- Professional certification (e.g., CRCM, CCEP) preferred