Job Description
Join our dynamic compliance team in St. Louis and make an immediate impact! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across financial operations. This urgent opening offers rapid onboarding and competitive benefits in a collaborative environment. Help us maintain industry-leading standards while advancing your career in compliance.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, Dodd-Frank) to update compliance frameworks
- Conduct internal audits and risk assessments for financial products/services
- Develop/maintain compliance policies, procedures, and training materials
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, audit, and business units to resolve compliance issues
- Prepare regulatory reports and disclosures for federal/state agencies
- Lead compliance initiatives for new product launches
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Strong knowledge of banking regulations (BHC Act, AML/BSA)
- Exceptional analytical and problem-solving skills
- Advanced proficiency in Microsoft Office Suite and compliance software
- Ability to manage multiple deadlines in fast-paced environment
- Excellent written/verbal communication skills