Job Description
Join our dynamic team in sunny St. Petersburg, FL and start your compliance career tomorrow! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while driving ethical business practices. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make an immediate impact in a thriving financial hub. Apply today and begin your new journey tomorrow!
Responsibilities
- Monitor regulatory changes and implement compliance policies across all business units
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on compliance procedures and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Proficiency in compliance software and risk management tools
- Excellent analytical and problem-solving abilities
- Strong written and verbal communication skills
- Certified Compliance & Ethics Professional (CCEP) preferred
- Ability to start immediately upon offer