Job Description
Join our award-winning team as a Compliance Officer and start your career tomorrow! Global Financial Services is seeking a detail-oriented professional to ensure regulatory adherence across all operations. Enjoy competitive compensation, comprehensive benefits, and a dynamic work environment in Chandler's thriving business district. Immediate start available for qualified candidates.
Responsibilities
- Monitor regulatory changes and implement compliance procedures
- Conduct internal audits and risk assessments
- Develop training programs for staff on compliance policies
- Investigate potential violations and prepare reports
- Collaborate with legal and management teams
- Maintain accurate compliance documentation
- Stay updated on FINRA, SEC, and state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of financial regulations (FINRA/SEC)
- Excellent analytical and problem-solving skills
- Certification (CRCM, CAMS) preferred
- Proficiency in compliance software (e.g., ComplySci)
- Ability to work independently and manage deadlines