Job Description
Join our award-winning compliance team in Durham, NC and become a guardian of financial integrity! We're offering a $5,000 sign-on bonus for qualified candidates who can champion regulatory excellence in a dynamic fintech environment. As a Compliance Officer, you'll safeguard our operations while driving innovation in risk management.
This hybrid role combines the energy of downtown Durham with flexible remote options, allowing you to balance professional growth with personal well-being. Our commitment to continuous learning includes quarterly compliance certifications and annual industry conference attendance.
Responsibilities
- Develop, implement, and monitor BSA/AML compliance programs across all transaction channels
- Conduct regular risk assessments and internal audits for regulatory adherence
- Collaborate with legal and operations teams to interpret and implement new regulations
- Train staff on compliance policies and emerging regulatory requirements
- Manage Suspicious Activity Reports (SARs) and regulatory examinations
- Lead cross-functional compliance initiatives for product launches
- Stay updated on FINRA, OCC, and state regulatory developments
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- BSA/AML certification (CAMS, CAMS-FCI) or willingness to obtain within 6 months
- Proficiency in compliance software (e.g., Fiserv, NICE Actimize)
- Strong analytical skills with attention to regulatory details
- Exceptional communication abilities for stakeholder presentations
- Proven track record in managing regulatory examinations