Job Description
Join our dynamic compliance team in Anaheim and earn a competitive sign-on bonus for top talent! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across all financial operations. This premium role offers career growth, comprehensive benefits, and the opportunity to shape compliance frameworks in a forward-thinking organization.
Why Join Us? Sign-on bonus up to $10,000, flexible work options, and industry-leading training. Be part of a company that values integrity and innovation in financial services.
Responsibilities
- Develop, implement, and monitor compliance programs to align with federal/state regulations (FCRA, BSA, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare regulatory reports and maintain documentation for audits
- Train staff on compliance policies and regulatory changes
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and senior leadership on compliance strategy
- Stay updated on evolving financial regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services or regulated industry
- Strong knowledge of federal/state compliance regulations (CFPB, FINRA, CA DBO)
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software and data analysis tools
- Excellent written/verbal communication and presentation abilities