Job Description
We are seeking a highly detail-oriented Compliance Officer to join our dynamic team in Lexington, KY. In this pivotal role, you will ensure our organization adheres to legal standards and internal policies. We offer a flexible, remote-friendly work environment that empowers you to manage your time effectively while driving regulatory excellence.
As a key member of our risk management team, you will bridge the gap between complex regulatory requirements and operational execution, ensuring our business remains resilient and compliant in a constantly evolving landscape.
Responsibilities
- Develop and implement comprehensive compliance programs and policies to mitigate risk.
- Conduct regular internal audits and risk assessments to ensure adherence to regulatory standards.
- Monitor changes in federal and state regulations to ensure the organization remains compliant.
- Prepare and submit regulatory reports to government bodies and oversight agencies.
- Train staff on compliance protocols, ethics, and regulatory updates.
- Investigate and resolve internal compliance violations and misconduct reports.
- Collaborate with legal and executive teams to shape corporate governance strategies.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- 3+ years of experience in compliance, risk management, or auditing.
- Strong knowledge of applicable financial regulations and industry standards.
- Excellent analytical, problem-solving, and attention to detail skills.
- Ability to interpret complex regulatory documents and translate them into actionable policies.
- Self-starter mentality with the ability to work independently in a remote-friendly setting.
- Professional certifications (e.g., CFA, CPA, CAMS, or CRCM) are a plus.