Job Description
Join our dynamic compliance team in Pittsburgh and become a guardian of ethical business practices! As a Compliance Officer at Global Financial Services, you'll safeguard our organization against regulatory risks while shaping our compliance culture in a fast-paced financial environment. We offer competitive benefits, professional development opportunities, and a collaborative workplace where your expertise drives meaningful impact.
Our Pittsburgh headquarters sits in the vibrant Cultural District, providing easy access to urban amenities and a thriving professional network. Enjoy hybrid work flexibility while contributing to a mission-critical function that protects our clients and stakeholders.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement updated compliance protocols across all business units
- Conduct thorough internal audits and risk assessments to identify potential compliance gaps
- Develop and deliver comprehensive compliance training programs for 200+ employees
- Manage whistleblower hotline investigations and maintain incident documentation
- Collaborate with legal department to ensure adherence to AML, KYC, and data privacy regulations
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Lead cross-functional compliance initiatives during system implementations and process changes
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Advanced knowledge of FINRA rules, SEC regulations, and state compliance requirements
- Proven experience developing compliance policies and training materials
- Exceptional analytical skills with attention to detail and accuracy
- Strong written/verbal communication skills for complex regulatory documentation
- Proficiency in compliance software (e.g., NASD Compliance, RegTech platforms)