Job Description
Launch your career in regulatory compliance with our industry-leading paid training program! We're seeking motivated individuals to join our Richmond, VA team as Compliance Officers. No prior experience required – we provide comprehensive 8-week training covering financial regulations, risk assessment protocols, and ethical standards. Join a dynamic environment where your growth is our priority.
Why Join Us?
- PAID training program ($2,500 training stipend)
- Mentorship from senior compliance professionals
- Clear career progression path
- Comprehensive benefits package (Day 1 eligibility)
Responsibilities
- Monitor regulatory changes and implement compliance procedures
- Conduct internal audits and risk assessments
- Develop compliance training materials for staff
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and finance departments
- Stay updated on FINRA/SEC regulations
Qualifications
- Associate's degree or equivalent experience (Bachelor's preferred)
- Strong attention to detail and analytical skills
- Excellent written and verbal communication
- Ability to learn complex regulatory frameworks
- Proficiency in Microsoft Office Suite
- Basic understanding of financial services industry
- Willingness to obtain FINRA Series 7/63 within 6 months