Job Description
Join our award-winning compliance team with our exclusive paid training program! We're seeking motivated individuals to become certified Compliance Officers in Fort Worth's thriving financial sector. No prior experience required – we provide comprehensive 12-week training covering regulatory frameworks, risk assessment, and policy development. Enjoy competitive benefits, career advancement opportunities, and mentorship from industry experts.
Responsibilities
- Monitor regulatory changes and implement compliance protocols
- Conduct internal audits and risk assessments
- Develop training materials for staff on compliance policies
- Investigate potential violations and prepare reports
- Liaise with regulators during examinations
- Update compliance manuals and procedures
- Coordinate with legal and business units on compliance matters
Qualifications
- Bachelor's degree in Finance, Business, or related field
- Strong attention to detail and analytical skills
- Ability to interpret complex regulations (e.g., FINRA, SEC)
- Excellent written and verbal communication abilities
- Proficiency in MS Office and compliance software
- Willingness to obtain industry certifications (paid for by company)
- Pass background check and drug screening