Job Description
Join our elite compliance team with a comprehensive paid training program designed to launch your career in regulatory oversight. Pacific Coast Financial Services is seeking motivated individuals to become Certified Compliance Officers in our Chula Vista headquarters. Enjoy mentorship from industry veterans, hands-on regulatory training, and a clear path to certification. This full-time role offers competitive compensation, comprehensive benefits, and growth opportunities in a dynamic financial services environment.
Responsibilities
- Monitor and ensure adherence to federal, state, and industry regulations (FINRA, SEC, etc.)
- Develop and implement internal compliance policies and procedures
- Conduct risk assessments and regulatory audits across business units
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on compliance requirements and regulatory changes
- Investigate potential violations and recommend corrective actions
- Stay current on evolving regulatory landscapes through continuous education
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Detail-oriented with ability to interpret complex regulations
- Basic knowledge of financial services industry preferred
- Willingness to obtain professional certifications (e.g., CRCM, CAMS)
- Pass background check and pre-employment screening