Job Description
Are you a meticulous professional ready to make an immediate impact? Metropolitan Financial Services is seeking a dedicated Compliance Officer to join our St. Louis team. This is an exciting opportunity to ensure regulatory excellence and safeguard our organization’s reputation.
Why Apply?
- Start Tomorrow: Join our team immediately and hit the ground running.
- Competitive Compensation: Enjoy a salary package ranging from $75,000 to $95,000 depending on experience.
- Modern Work Environment: Work with a forward-thinking team in the heart of St. Louis.
We are looking for a leader who can navigate complex regulatory landscapes with ease. If you have a passion for integrity and compliance, apply today!
Responsibilities
- Develop, implement, and maintain a comprehensive compliance program tailored to local and federal regulations.
- Conduct regular internal audits and risk assessments to identify potential vulnerabilities.
- Monitor changes in regulatory legislation and update company policies accordingly.
- Investigate potential violations and recommend corrective actions to mitigate risk.
- Provide training and guidance to staff on compliance standards and ethical practices.
- Prepare detailed reports for the Board of Directors and regulatory bodies.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- 3+ years of experience in compliance, risk management, or internal auditing.
- Strong knowledge of FINRA, SEC, and state-specific banking regulations.
- Excellent analytical skills with the ability to interpret complex data.
- Strong verbal and written communication skills.
- Professional certifications (e.g., CFE, CFEI, CIA) are a plus.