Job Description
Are you ready to drive regulatory excellence in a high-growth environment?
Meridian Financial Group is seeking a strategic and detail-oriented Compliance Officer to join our Jacksonville team. As a key player in our risk management division, you will ensure our operations adhere to federal, state, and industry-specific regulations while protecting our reputation and assets.
Why You Should Apply:
- Sign-On Bonus: We are proud to offer a $5,000 sign-on bonus for qualified candidates.
- Impactful Work: Play a critical role in shaping our compliance culture.
- Modern Benefits: Comprehensive health, dental, vision, and 401(k) matching.
Don't let this opportunity pass you by. Apply today to advance your career in finance!
Responsibilities
- Develop, implement, and maintain a comprehensive compliance program that ensures adherence to all applicable laws, rules, and regulations.
- Monitor changes in the regulatory landscape (e.g., FINRA, SEC, state banking regulations) and assess their impact on the organization.
- Conduct regular internal audits and risk assessments to identify potential vulnerabilities and recommend corrective actions.
- Prepare and submit detailed regulatory reports to oversight bodies and senior leadership.
- Coordinate with external auditors and regulatory examiners to facilitate a smooth inspection process.
- Deliver regular compliance training sessions to staff and management to foster a culture of integrity.
- Investigate internal complaints, policy violations, and ethical concerns, ensuring fair and thorough resolutions.
Qualifications
- Bachelor’s degree in Finance, Accounting, Law, or Business Administration is required.
- 3-5 years of professional experience in compliance, auditing, or risk management within the financial services sector.
- Strong working knowledge of banking regulations, securities laws, and anti-money laundering (AML) protocols.
- Certifications such as CAMS, CFE, or CFP are highly preferred.
- Exceptional analytical skills with the ability to interpret complex regulatory text and translate it into actionable business strategies.
- Outstanding written and verbal communication skills for reporting to executive leadership.
- Ability to manage multiple priorities and work independently in a fast-paced environment.