Job Description
Join our dynamic compliance team at Global Financial Services Inc. as an immediate hire Compliance Officer in Cincinnati, OH. We're seeking a detail-oriented professional to ensure regulatory adherence across all financial operations. This urgent opening offers a unique opportunity to make an immediate impact while advancing your career in a thriving financial hub. Enjoy competitive compensation, comprehensive benefits, and a collaborative work environment focused on excellence and integrity.
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial transactions
- Conduct internal audits to ensure adherence to federal/state regulations (SEC, FINRA, etc.)
- Investigate potential compliance breaches and recommend corrective actions
- Develop and maintain compliance documentation and training programs
- Collaborate with legal and risk management teams on compliance initiatives
- Prepare regulatory reports and disclosures for government agencies
- Advise stakeholders on compliance requirements and best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and Ohio state laws
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software and MS Office Suite
- Ability to manage competing priorities in a fast-paced environment