Job Description
Join our dynamic team as a Compliance Officer with unprecedented flexibility in work hours! Miami Financial Group is seeking a detail-oriented professional to ensure regulatory adherence while maintaining a healthy work-life balance. This hybrid role offers adaptable scheduling to accommodate your personal commitments while advancing your compliance career in Miami's thriving financial sector. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a supportive environment.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance training programs for staff
- Investigate potential violations and prepare corrective action reports
- Liaise with regulatory bodies during examinations and inquiries
- Document compliance procedures and maintain audit trails
- Collaborate with legal and senior leadership on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and Florida banking regulations
- Excellent analytical and problem-solving abilities
- Professional certifications (CRCM, CAMS, or CCEP) highly valued
- Exceptional communication and documentation skills
- Proficiency in compliance management software (e.g., Diligent, MetricStream)