Job Description
Join our dynamic compliance team at Pacific Northwest Financial Group, where we value work-life balance and professional growth. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while enjoying flexible scheduling options. This hybrid role combines in-office collaboration with remote flexibility, allowing you to optimize your productivity while maintaining Seattle's vibrant lifestyle.
Why Choose Us?
- Competitive compensation with comprehensive benefits package
- Hyework model with core hours (10 AM - 3 PM) and flexible start/end times
- Professional development stipend and industry certifications support
- Modern downtown Seattle office with skyline views
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and update compliance policies
- Conduct internal audits and risk assessments across financial operations
- Develop training materials for staff on regulatory requirements
- Investigate compliance breaches and recommend corrective actions
- Liaise with legal counsel and regulatory authorities
- Prepare compliance reports for executive leadership
- Maintain accurate compliance documentation and records
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, or CCEP preferred)
- Strong analytical skills with attention to detail
- Experience with regulatory reporting tools (e.g., ComplianceEase)
- Excellent written and verbal communication skills
- Ability to work independently with flexible schedules