Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and enjoy the flexibility of customized work schedules while safeguarding regulatory integrity. We're seeking a detail-oriented Compliance Officer to ensure adherence to federal and state regulations in our Miami operations. This role offers hybrid work arrangements with core business hours (9 AM - 3 PM) and flexible scheduling for the remainder of your work week. Enjoy competitive benefits, professional development opportunities, and the chance to make a tangible impact in a growing financial services firm.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, CFPB) to update internal compliance frameworks
- Conduct risk assessments and internal audits for financial products and services
- Develop and implement compliance training programs for 200+ employees
- Investigate potential violations and prepare detailed regulatory reporting
- Collaborate with legal and operations teams to remediate compliance gaps
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (MBA/JD preferred)
- 3+ years compliance experience in financial services or fintech
- Active CRCM or CAMS certification strongly preferred
- Proficient with compliance software (e.g., MetricStream, OneTrust)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication skills in English and Spanish
- Ability to work independently with flexible schedule requirements