Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in the heart of Nebraska. We're seeking a meticulous Compliance Officer to navigate complex financial regulations while driving ethical business practices. Enjoy competitive benefits, professional development opportunities, and a collaborative culture that values integrity and innovation.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, FFIEC) for financial service products
- Develop and implement internal compliance policies and procedures
- Conduct risk assessments and internal audits across business units
- Train staff on compliance requirements and regulatory updates
- Manage regulatory reporting and documentation processes
- Collaborate with legal and audit teams on compliance initiatives
- Investigate and resolve compliance violations with corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- FINRA Series 63/65/66 certifications preferred
- Advanced knowledge of AML, BSA, and KYC regulations
- Proficiency in compliance management software (e.g., OnBase, LogicGate)
- Exceptional analytical and problem-solving skills
- Strong written/verbal communication abilities
- Ability to thrive in a fast-paced regulatory environment