Job Description
Join Pittsburgh Financial Group as a Compliance Officer where we provide all necessary equipment to ensure your success! We're seeking a detail-oriented professional to maintain regulatory compliance and mitigate risks. Enjoy competitive compensation, comprehensive benefits, and a supportive work environment in Pittsburgh's thriving financial district. All required tools and technology will be supplied.
Responsibilities
- Monitor and ensure adherence to federal, state, and industry regulations
- Develop and implement compliance policies and procedures
- Conduct internal audits and risk assessments
- Train staff on compliance requirements and best practices
- Investigate and resolve compliance violations
- Prepare detailed compliance reports for stakeholders
- Collaborate with legal and executive teams on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of regulatory frameworks (FINRA, SEC, etc.)
- Excellent analytical and problem-solving skills
- Professional certification (CRCM, CCEP, or equivalent)
- Exceptional written and verbal communication abilities
- Proficient with compliance management software