Job Description
Join our dynamic compliance team in Newark, NJ as a Compliance Officer where we provide all necessary equipment to excel in your role! Global Regulatory Solutions Inc. is seeking a detail-oriented professional to ensure adherence to federal, state, and industry regulations. Enjoy a modern workspace with company-provided laptops, specialized compliance software, ergonomic office furniture, and secure communication tools. This hybrid role combines remote flexibility with in-office collaboration at our Newark headquarters.
Why You'll Love Working With Us: Comprehensive benefits package, professional development stipends, and a supportive environment focused on work-life balance. We invest in your success with cutting-edge resources and continuous training opportunities.
Responsibilities
- Develop, implement, and monitor compliance programs across all business units
- Conduct thorough internal audits and risk assessments for regulatory adherence
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory requirements and compliance best practices
- Investigate potential violations and recommend corrective actions
- Stay updated on evolving regulations (FINRA, SEC, NYDFS, etc.)
- Collaborate with legal and operational teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal/state regulations (e.g., Dodd-Frank, AML, GDPR)
- Certified Compliance & Ethics Professional (CCEP) designation preferred
- Proficiency with compliance management software and reporting tools
- Exceptional analytical skills and attention to detail
- Excellent written/verbal communication and presentation abilities
- Ability to work independently and manage multiple priorities