Job Description
Join Coastal Financial Services in Corpus Christi, TX as a Compliance Officer and receive a $5,000 sign-on bonus! We're seeking a detail-oriented professional to ensure regulatory adherence across all financial operations. Enjoy competitive benefits, career growth opportunities, and a collaborative work environment in the vibrant coastal city of Corpus Christi. Apply today to become part of our award-winning compliance team!
Responsibilities
- Monitor and interpret federal, state, and local regulations (e.g., AML, BSA, OFAC)
- Develop and implement compliance policies/procedures for financial products
- Conduct internal audits and risk assessments quarterly
- Train staff on compliance protocols and regulatory updates
- Investigate potential violations and prepare corrective action plans
- Act as primary liaison with regulatory agencies (FINRA, SEC)
- Maintain detailed compliance documentation and reporting
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of banking regulations and industry standards
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Proficient in compliance software (e.g., ComplyAssistant, Wolters Kluwer)
- Ability to work independently with minimal supervision