Job Description
Join our award-winning team as a Compliance Officer at Global Financial Services Inc. in Richmond, VA! We're seeking a detail-oriented professional to safeguard our regulatory integrity while driving innovation in financial services. Enjoy competitive compensation, comprehensive benefits, and a dynamic work culture in Virginia's capital.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, AML) to ensure organizational compliance
- Develop and implement compliance policies, procedures, and internal controls
- Conduct risk assessments and internal audits across business units
- Train employees on compliance requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and executive teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field required
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of federal/state banking regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance management software
- Excellent written/verbal communication skills
- Ability to handle sensitive information with discretion