Job Description
Join our dynamic team as a Compliance Officer and become a guardian of regulatory excellence in Baton Rouge's thriving financial sector. This pivotal role demands meticulous attention to detail and proactive risk management to ensure our organization operates within federal and state regulatory frameworks. You'll collaborate with cross-functional departments to develop robust compliance programs, conduct thorough audits, and implement corrective actions. If you're passionate about ethical leadership and want to make a tangible impact in Louisiana's compliance landscape, we invite you to apply today.
Responsibilities
- Monitor and interpret evolving federal/state regulations (e.g., BSA, AML, Dodd-Frank) applicable to financial services
- Conduct comprehensive internal audits and risk assessments with detailed documentation
- Develop and implement compliance policies, procedures, and training programs
- Investigate potential compliance breaches and recommend corrective actions
- Act as primary liaison between regulatory agencies and internal stakeholders
- Prepare regulatory reports and maintain accurate compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field; advanced degree preferred
- Minimum 3 years compliance experience in financial services or regulated industry
- Professional certification (CRCM, CAMS, or CCEP) strongly preferred
- Proficiency with compliance software (e.g., RSA Archer, ComplyAdvantage)
- Exceptional analytical skills with attention to regulatory nuances
- Strong written/verbal communication skills for reporting and training
- Knowledge of Louisiana state-specific financial regulations