Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., a leading financial services firm in the heart of Las Vegas. We're seeking a meticulous Compliance Officer to safeguard our operations against regulatory risks while driving ethical excellence. This hybrid role offers the flexibility to work from our modern downtown office 3 days/week, with competitive benefits including health insurance, 401(k) matching, and professional development stipends. Be part of a company that values integrity and innovation in the ever-evolving financial landscape.
Responsibilities
- Monitor regulatory changes (e.g., FINRA, SEC, AML) and implement updated compliance protocols
- Conduct internal audits and risk assessments across banking operations
- Develop and deliver compliance training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and manage documentation for state/federal agencies
- Collaborate with legal and audit teams to ensure policy alignment
- Lead cross-functional compliance initiatives for new product launches
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services or gaming industry
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Expertise in AML/KYC procedures and BSA/AML regulations
- Advanced proficiency in compliance software (e.g., ComplyAdvantage, Thomson Reuters
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Ability to thrive in fast-paced, regulated environments