Job Description
Join our dynamic team at Apex Financial Solutions as a Compliance Officer in Columbus, OH. You will play a pivotal role in ensuring regulatory adherence, mitigating risks, and maintaining our ethical standards. This position offers a competitive compensation package and opportunities for professional growth in a supportive environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (SOX, AML, Dodd-Frank)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare regulatory reports and documentation for state/federal agencies
- Train staff on compliance policies and regulatory changes
- Investigate and resolve compliance violations with corrective actions
- Collaborate with legal and executive teams on compliance strategies
- Stay updated on evolving financial regulations (SEC, OCC, CFPB)
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Strong knowledge of banking regulations and risk management frameworks
- Certified Compliance & Regulatory Professional (CCRP) preferred
- Proficient in compliance software (e.g., MetricStream, RSA Archer)
- Excellent analytical and problem-solving skills
- Ability to communicate complex regulations clearly to stakeholders
- Experience with internal controls and policy development