Job Description
Join our dynamic team in Tampa as a Compliance Officer! We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risk in our fast-paced financial services environment. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact on our compliance framework.
Responsibilities
- Monitor regulatory changes (SEC, FINRA, OCC) and implement compliance policies
- Conduct internal audits and risk assessments across departments
- Develop and deliver compliance training programs to staff
- Investigate and resolve compliance breaches per established protocols
- Liaise with regulators during examinations and audits
- Maintain accurate compliance documentation and reporting
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) strongly preferred
- Expert knowledge of federal/state regulations
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills