Job Description
Join our award-winning compliance team at Milwaukee Financial Group, where integrity meets innovation. We're seeking a meticulous Compliance Officer to safeguard our operations and ensure regulatory excellence in the heart of downtown Milwaukee. Enjoy a collaborative environment with competitive benefits, professional development opportunities, and the chance to make a tangible impact on our financial institution's compliance framework.
Responsibilities
- Monitor and interpret federal/state regulations (Dodd-Frank, BSA, AML) to ensure organizational compliance
- Develop, implement, and audit internal policies/procedures for risk mitigation
- Conduct regular compliance training for 150+ employees across departments
- Investigate potential violations and prepare detailed regulatory reports
- Collaborate with legal team on regulatory changes and enforcement actions
- Manage vendor compliance assessments and third-party risk reviews
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Expertise in BSA/AML, OFAC, and state banking regulations
- Advanced proficiency in compliance software (e.g., ComplyAdvantage)
- Exceptional analytical and investigative skills with attention to detail
- Strong written/verbal communication for regulatory reporting