Job Description
Join our dynamic financial services team as a Compliance Officer in Jersey City, NJ! We offer weekly pay and a comprehensive benefits package including health insurance, 401(k) matching, and professional development stipends. This role is perfect for detail-oriented professionals passionate about regulatory excellence. Enjoy flexible work arrangements, modern office space with skyline views, and collaborative team culture. Apply today to start your career in compliance with industry leaders!
Responsibilities
- Monitor and ensure adherence to federal/state regulations (FINRA, SEC, AML)
- Develop and implement compliance policies/procedures for financial products
- Conduct internal audits and risk assessments quarterly
- Train staff on compliance protocols and regulatory updates
- Investigate and resolve compliance breaches with corrective action plans
- Collaborate with legal counsel on regulatory changes
- Prepare detailed compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field required
- 3+ years compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of banking regulations (Dodd-Frank, BSA)
- Proficient in compliance software (ComplianceEase, Actimize)
- Exceptional analytical and documentation skills
- Ability to manage competing deadlines in fast-paced environment