Job Description
Join our dynamic team in Nashville as a Compliance Officer and drive regulatory excellence with weekly pay! We're seeking a detail-oriented professional to ensure our organization meets all federal, state, and industry regulations while fostering a culture of compliance. Enjoy competitive benefits, career growth opportunities, and the unique advantage of weekly compensation. Apply today to make an immediate impact!
Responsibilities
- Develop, implement, and maintain compliance programs aligned with FINRA, SEC, and state regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Provide ongoing compliance training to staff across departments
- Monitor regulatory changes and update policies/procedures accordingly
- Investigate and resolve compliance violations with corrective action plans
- Liaise with regulators and legal counsel during examinations
- Prepare detailed compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 7 and 63/66 licenses preferred
- Proficiency with compliance management software (e.g., Compliance.ai, Adenza)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Ability to thrive in fast-paced, regulated environments
- Knowledge of Tennessee state banking regulations