Job Description
Join our dynamic team as a Compliance Officer in Lubbock, TX! We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks. This high-impact role offers competitive compensation and career growth in a thriving financial sector. Apply today to make an immediate impact!
Responsibilities
- Monitor regulatory changes and implement compliance policies
- Conduct internal audits and risk assessments
- Prepare regulatory reports and documentation
- Train staff on compliance procedures
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and senior management on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of FINRA/Federal regulations
- Excellent analytical and problem-solving skills
- Professional certification (CRCM/CAMS) preferred
- Ability to manage multiple deadlines