Job Description
Join our dynamic compliance team at Omaha Financial Group and start your career tomorrow! We're seeking a detail-oriented Compliance Officer to ensure adherence to federal regulations, internal policies, and industry standards. This critical role offers growth opportunities in a supportive environment where your expertise directly impacts client trust and organizational integrity.
Responsibilities
- Monitor regulatory changes and implement compliance protocols across all business operations
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and maintain comprehensive compliance documentation and training materials
- Collaborate with legal and executive teams to resolve compliance issues
- Prepare detailed reports for senior leadership and regulatory bodies
- Lead investigations into compliance violations and recommend corrective actions
- Stay updated on FINRA, SEC, and state-specific financial regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (Dodd-Frank, AML, etc.)
- Excellent analytical and problem-solving skills
- Professional certifications (CRCM, CAMS, or CCEP) highly valued
- Proficiency with compliance management software
- Exceptional communication and documentation abilities